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Long-established non-public shopper funding management agency seeks to rent a senior analyst for its close-knit compliance group. Reporting into the Compliance Officer this can be a fabulous generalist alternative in a flat structured operate, aiding the agency in adhering to its regulatory obligations paying explicit focus upon its funding/portfolio exercise. The profitable candidate will conduct buying and selling critiques together with greatest execution, market abuse and PA dealing, in addition to reviewing monetary promotions and making certain compliance with TCF/Consumer Duty necessities. Candidates are sought with at the very least three years’ monetary providers compliance expertise to have included funding associated issues corresponding to greatest execution. Hays Specialist Recruitment Limited acts as an employment company for everlasting recruitment and employment enterprise for the provision of short-term employees. By making use of for this job you settle for the T&C’s, Privacy Policy and Disclaimers which may be discovered at hays.co.uk
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